구인 *** 제일IC은행에서 Compliance Specialist를 구합니다. ***
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First IC Bank is seeking a new member of our Compliance Department in Norcross, GA! We are a fast growing, local community bank serving the local community for past 20 years! We are looking for another caring individual to join our team!
***Highly competitive Benefits Package! Employer sponsored Medical, Dental, Vision Insurance, Life Insurance, Short & Long Term Disability and 401K with a 100% employer match up to 6%!***
**PLEASE SUBMIT YOUR RESUME TO hr@firsticbank.com**
Email Subject: Resume_ Compliance Specialist
POSITION SUMMARY:
The Compliance Specialist is responsible for supporting the Compliance Officer to ensure the bank is conforming to all consumer protection laws and regulations. This includes but is not limited to monitoring all facets of regulatory compliance affecting bank operations, deposits and lending through the bank’s compliance program.
Qualifications:
Candidate should have basic knowledge and experience in deposit and/or lending consumer protection laws. Candidate should have at least five (5) years of banking experience, preferably in branch and/or loan operations.
Responsibilities:
Assists the Compliance Officer in monitoring for and reporting compliance of all consumer protections laws. This includes both deposit/operations and lending regulations.
Coordinates the bank’s online training program under the direction of the Compliance Officer. This includes:
• Creating a bank wide online training schedule annually
• Meeting all newly hired employees during their orientation period to register and assign initial training courses, and following up with the new employees to ensure their initial courses are completed within the procedural guidelines.
• Assigning continuing online educational courses to existing employees, and alerting managers when courses are not completed timely.
• Providing a report to include required training, training scores, and completed and uncompleted training to the Compliance Officer at least quarterly.
• Maintaining overall Compliance training records for all employees. This includes training provided by online courses, classroom, webinar, video, etc.
Creates various reports using internal information, Business Analytics and N-Contracts.
Assists in tracking loans sent to third party processor for compliance review.
Assists in gathering and transmitting requested documentation for independent audits and regulatory examinations.
Reviews the annual Vendor Management Risk Assessments, ensuring that all necessary vendors are included.
Assists with the completion of the annual Compliance Risk Assessment.
Conducts annual UDAP (Unfair, Deceptive, or Abusive Practices Act) Risk Assessment to determine the bank’s risk of violations.
Remains updated on changes and revisions to the various consumer protection laws, including new regulations.
Additional responsibilities as requested, including assisting in other departments if needed.
Work Remotely/Relocation assistance
• No
*Salary based on experience and background.
***Highly competitive Benefits Package! Employer sponsored Medical, Dental, Vision Insurance, Life Insurance, Short & Long Term Disability and 401K with a 100% employer match up to 6%!***
**PLEASE SUBMIT YOUR RESUME TO hr@firsticbank.com**
Email Subject: Resume_ Compliance Specialist
POSITION SUMMARY:
The Compliance Specialist is responsible for supporting the Compliance Officer to ensure the bank is conforming to all consumer protection laws and regulations. This includes but is not limited to monitoring all facets of regulatory compliance affecting bank operations, deposits and lending through the bank’s compliance program.
Qualifications:
Candidate should have basic knowledge and experience in deposit and/or lending consumer protection laws. Candidate should have at least five (5) years of banking experience, preferably in branch and/or loan operations.
Responsibilities:
Assists the Compliance Officer in monitoring for and reporting compliance of all consumer protections laws. This includes both deposit/operations and lending regulations.
Coordinates the bank’s online training program under the direction of the Compliance Officer. This includes:
• Creating a bank wide online training schedule annually
• Meeting all newly hired employees during their orientation period to register and assign initial training courses, and following up with the new employees to ensure their initial courses are completed within the procedural guidelines.
• Assigning continuing online educational courses to existing employees, and alerting managers when courses are not completed timely.
• Providing a report to include required training, training scores, and completed and uncompleted training to the Compliance Officer at least quarterly.
• Maintaining overall Compliance training records for all employees. This includes training provided by online courses, classroom, webinar, video, etc.
Creates various reports using internal information, Business Analytics and N-Contracts.
Assists in tracking loans sent to third party processor for compliance review.
Assists in gathering and transmitting requested documentation for independent audits and regulatory examinations.
Reviews the annual Vendor Management Risk Assessments, ensuring that all necessary vendors are included.
Assists with the completion of the annual Compliance Risk Assessment.
Conducts annual UDAP (Unfair, Deceptive, or Abusive Practices Act) Risk Assessment to determine the bank’s risk of violations.
Remains updated on changes and revisions to the various consumer protection laws, including new regulations.
Additional responsibilities as requested, including assisting in other departments if needed.
Work Remotely/Relocation assistance
• No
*Salary based on experience and background.
- 이전글*** 제일IC은행에서 Teller(Doraville, Duluth, Norcross and Peachtree Pkwy 지점)을 구합니다. *** 22.05.04
- 다음글*** 제일IC은행에서 BSA Specialist를 구합니다. *** 22.05.04
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